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Firm level complaints data 2022 H1 [xlsx]
Firm level complaints data 2022 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure. -
Transaction Reporting Update - April 2013 [pdf]
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FCA announces plans to stop CMC phoenixing
New rules being proposed will put a stop to claims management phoenixing across the market. -
Financial conduct regulation in a restless world
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Deloitte conduct risk roadshow. -
Memorandum of understanding between the Competition and Markets Authority and the Financial Conduct Authority – consumer protection [pdf]
This memorandum of understanding sets out working arrangements between the Competition and Markets Authority (CMA) and Financial Conduct Authority (FCA) in relation to consumer protection matters in the financial services sector. There is a separate -
Traders Trust Capital Markets Ltd (clone of FCA authorised firm)
Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm. -
Total number of brokers - March 2021
The FCA provides information on the number of commercial finance brokers and residential mortgage brokers. -
Financial promotions quarterly data 2022 Q4
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2022 to 31 December 2022. -
HM Treasury, CMA, FCA and PSR joint statement to update on the future of open banking
Statement from the joint regulatory oversight committee on the future of Open banking.. -
Market analyst motor finance briefing, 3 August 2025 [pdf]
Transcript of conference call, led by Nikhil Rathi, between the FCA and market analysts on motor finance, 5pm, 3 August 2025.