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Business Plan 2014/2015 - Annex 1 [pdf]
Current and planned thematic work and market studies -
Eligibility for listing Debt and debt-like securities [docx]
UK Listing eligibility form. -
An arrest in FCA boiler room investigation
The Financial Services and Markets Act 2000 gives the FCA powers to investigate and prosecute unauthorised business cases. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
Regulators welcome the Government’s updated Green Finance Strategy
The FCA, the FRC, the BoE and the TPR welcome the Government's updated Green Finance Strategy. -
First Supervisory Notice 2022: Samweb (UK) Ltd [pdf]
For the reasons given in this First Supervisory Notice, and pursuant to section 137S, of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to give the following directions ('the Directions”) and, pursuant to -
Firm level complaints data 2020 H1 [xlsx]
Firm level complaints data 2020 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure. -
MS14/6.2: Credit Card Market Study: Interim Report: Annex 2 [pdf]
Annex 2: How credit card products are regulated -
FG24/4: Primary Market Bulletin No. 51
The Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 51. -
Marketier Holdings Ltd t/a StoxMarket (unauthorised firm)
We have published this statement to warn consumers against dealing with unauthorised firms. -
Building Societies and the Future of Retail Banking
Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at Building societies annual conference 2018, Manchester.