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Firm level complaints data 2016 H2 [xlsx]
Firm level complaints data 2016 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure. -
Suspicious Transaction and Order Reports (STORs) Update - February 2016 [pdf]
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Andrew Bailey appointed as new Chief Executive of the FCA
HM Treasury have today announced the appointment of Andrew Bailey as the new permanent Chief Executive of the Financial Conduct Authority (FCA). -
Trading venues and systematic internalisers – changes in security statuses
Trading venues and systematic internalisers may have to notify the FCA when there are changes in the status of the securities they trade. -
Screening for success: Opening the gateway to growth
Speech by Sheree Howard, executive director of Authorisations, at the FCA's Gateway to growth event. -
Our supervision strategy for corporate finance firms: portfolio letter [pdf]
Letter outlines harms to consumers and markets the FCA thinks are most likely to arise from corporate finance firms' business models. -
Payments after PSD2: evolution or revolution
Speech delivered by Karina McTeague, Director of Retail Banking Supervision at the FCA, at the Pay360 Conference. -
Eligibility for listing – Securitised Derivatives [docx]
Eligibility for listing – Securitised Derivatives. -
Speech: New thinking in regulatory economics
Our success depends on making markets work well. First, an obvious question with an obvious answer. ... But how much do we know about what people really, and reasonably, want in different markets? -
Regulatory sandbox lessons learned report
This report reflects on insights and lessons learned from testing since the regulatory sandbox launched in June 2016.