Showing 3741 to 3750 of 7865 search results for market watch.

3741. Financial Advice Working Group established

      News stories

      Published: 20/06/2016

      Last modified: 03/10/2016

      The Financial Advice Working Group has been established in response to the recommendations of the Financial Advice Market Review (FAMR) report that was published in March 2016.

3742. Sponsor's Declaration on an application for Listing form [pdf]

      Primary market

      Published: 01/04/2013

      Last modified: 28/06/2018

      Sponsor's declaration application

3743. It's time for an Enlightenment on financial inclusion

      Speeches

      Published: 29/09/2023

      Last modified: 29/09/2023

      Speech by Nikhil Rathi, the FCA's Chief Executive, delivered at PwC Glasgow for the Scottish Financial Enterprise: Extending Financial Inclusion event.

3744. Effectiveness of the AML regime in disrupting financial crime

      Speeches

      Published: 10/11/2016

      Last modified: 06/12/2016

      Opening comments by Rob Gruppetta, Head of the Financial Crime Department at the FCA, for a panel discussion at our Financial Crime Conference.

3745. Information on lifetime mortgages - August 2021

      FOI releases

      Published: 19/08/2021

      Last modified: 25/10/2022

      The FCA provides information on how many lifetime mortgages were rebroked to a new lender by year and month.

3746. Dear CEO letter: Wholesale market broking firms [pdf]

      Dear CEO letters

      Published: 18/04/2019

      We explain our view of the key harms that brokerage firms operating in wholesale financial markets pose to their clients and markets.

3747. FCA publishes its Annual Funding Requirement for 2013/14

      Press Releases

      Published: 09/04/2013

      Last modified: 15/04/2013

      The Financial Conduct Authority (FCA) has announced its Annual Funding Requirement (AFR) for 2013/14. On 1 April 2013 the FCA and the Prudential Regulation Authority (PRA) replaced the Financial Services Authority (FSA). The Bank of England has

3748. Financial Services Regulatory Initiatives Forum - Minutes: May 2022 [pdf]

      Meeting minutes

      Published: 25/05/2022

      Financial Services Regulatory Initiatives Forum meeting minutes May 2022. The forum is made up of representatives of the Bank of England, Financial Conduct Authority, Prudential Regulation Authority, Payment Systems Regulator, the Competition and

3749. FCA secures £2,000,000 account forfeiture order

      Press Releases

      Published: 21/04/2022

      Last modified: 21/04/2022

      QPay Europe Limited, which claims to be a fintech start up offering due diligence and underwriting services, has consented to court orders to give up £2,000,000 held in its name following proceedings brought by the Financial Conduct Authority (FCA)

3750. FCA confirms proposals in the event of a no-deal Brexit

      Press Releases

      Published: 28/02/2019

      Last modified: 15/03/2019

      The Financial Conduct Authority (FCA) has published near-final rules and guidance that will apply in the event the UK leaves the EU without an implementation period.  As most of the changes proposed will be made under powers given to the FCA under