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As new pension freedoms arrive be ScamSmart
As changes to the pension system approach, the FCA has urged people to be ScamSmart and on the look-out for dodgy investment scams. -
Reduction of Capital - Chapter 13 [doc]
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Firm level complaints data 2017 H2 [xlsx]
Firm level complaints data 2017 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure. -
FCA comments on Financial Policy Committee recommendations
remain affordable for consumers if interest rates rise in line with market expectations.". ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
Digital Securities Sandbox opens for applications
The Digital Securities Sandbox (DSS) allows firms to test legislative changes in real world scenarios before the changes are implemented. -
Apply to the Scale-up Unit as a FCA solo-regulated firm
Find out how to apply to the Scale-up Unit as a solo-regulated firm and what happens after you submit your application. -
Enhancing the UK’s capital markets – The FCA’s role and priorities
Speech by Sarah Pritchard, Executive Director, Markets, to City & Financial Global’s The Future of UK Financial Regulation Summit. -
Our work on motor finance - final findings [pdf]
We have been looking at the motor finance market to ensure that it works well and to assess whether consumers are at risk of harm. This is the final report on our work. -
Financial promotions quarterly data 2021 Q1
The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules, this data is for 2021 Q1. -
Retirement income market data: July to September 2015 [pdf]
The pension reforms have brought about significant changes in the way consumers can access their pensions. The FCA have collected data from retirement income providers so it can track and monitor changes in the market.