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Information on insider dealing - April 2023
FCA provides information on insider dealing -April 2023. -
Evolution of a new model for financial regulation in the UK
Christopher Woolard, interim chief executive, delivers speech at the 10th annual International Financial Services Forum -
FCA confirms new rules for P2P platforms
Following consultation, the Financial Conduct Authority (FCA) is introducing rules designed to prevent harm to investors, without stifling innovation in the peer-to-peer (P2P) sector. When the FCA set its first rules for P2P, it committed to keep -
Statement on foreign exchange market investigation
Statement on foreign exchange market investigation. Statements First published:. 16/10/2013. Last updated: 16/10/2013. ... As part of this we are gathering information from a wide range of sources including market participants. -
Firm level complaints data 2017 H1 [xlsx]
Firm level complaints data 2017 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure. -
Commentary on the aggregate complaints data 2012 H2 [pdf]
Commentary on the aggregate sector wide firm complaints data for 2012 H2. Including opened, closed, upheld, speed of closure and redress. -
Summary of ESMA’s Market Data Reporting Proposals - February 2015 [pdf]
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FCA consults on steps to simplify mortgage rules
We want to make it easier, faster and cheaper for borrowers to make changes to their mortgage. -
Money laundering registration
Find out how to prepare and register, including how to submit a good quality application. -
Information on external consultants - July 2024
FCA provides information on external consultants - July 2024.