Showing 3891 to 3900 of 7865 search results for market watch.

3891. GC13/4 Primary Market Bulletin No. 6

      Newsletters

      Published: 30/07/2013

      Last modified: 23/12/2016

      We are proposing to update the UKLA Knowledge Base with the guidance proposed in Primary Market Bulletin No. 6.

3892. Financial Advice Market Review (FAMR): Interim consumer research [pdf]

      External research

      Published: 24/09/2018

      This report outlines findings from a new short survey (FAMR 2018 Survey) and qualitative research with consumers. Results of this research will be used to indicate if there have been any changes in the behaviour of UK adults in relation to taking

3893. FCA decides to fine and ban James Staley

      Press Releases

      Published: 12/10/2023

      Last modified: 12/10/2023

      Mr Staley has referred his Decision Notice to the Upper Tribunal where he will present his case.

3894. CPT Systems/CPT Trading Technologies

      Warnings

      Published: 21/09/2018

      Last modified: 21/09/2018

      CPT Systems/CPT Trading Technologies is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

3895. Portfolio Strategy Letter to firms providing high cost lending products [pdf]

      Portfolio letters

      Published: 06/03/2019

      This letter sets out the FCA’s view of the key risks that High Cost Lenders pose to their consumers or the markets they operate in. Firms should consider the degree to which they present such risks and their strategies for mitigating them.

3896. Our Business Plan 2014/15

      Corporate documents

      Published: 31/03/2014

      Last modified: 16/04/2014

      Our Business Plan sets out the activities that we intend to carry out in 2014/15 to protect consumers, enhance market integrity and promote competition.

3897. FCA restricts distribution of CoCos to retail investors

      Press Releases

      Published: 05/08/2014

      Last modified: 06/01/2017

      Statements by the European Securities and Markets Authority and Joint Committee of European Supervisory Authorities on CoCos. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

3898. Impact of the Retail Distribution Review on consumer interaction with the retail investments market - A quantitative research report [pdf]

      External research

      Published: 16/12/2014

      Last modified: 16/12/2014

      This document reports the findings of a research project carried out for the Financial Conduct Authority (FCA) in April 2014 by NMG Consulting.

3899. Pilot general insurance value measures data – year ended 31 August 2017 [xlsx]

      Data

      Published: 01/03/2018

      We have published general insurance value measures data for 36 insurers (including both UK and EEA firms) for the year ending 31 August 2017. This is the aggregated data.

3900. Financial Promotions for high-risk investments

      Multi-firm reviews

      Published: 27/09/2023

      Last modified: 20/05/2024

      We outline the findings of our review of how firms offering restricted mass market investments (RMMIs) have complied with new rules on the customer journey. We identify examples of good and poor practice for the wider sector to consider and make any