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Investigation opening criteria
Factors we consider when deciding to open an investigation, including how we assess serious misconduct. -
Investor protection in the UK: New tools, new challenges
Speech by Maggie Craig, Acting Head of Savings and Investments, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version. -
MS23/1: Wholesale data market study: benchmarks, credit ratings data and market data vendors
We have launched the wholesale data market study with the publication of our terms of reference and Market Study notice. -
Information on FCA raids - February 2025
FCA provides information on FCA raids. -
Extending deadlines to publishing fund reports and accounts
We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19). -
FCA confirms recognition of the FX Global and UK Money Markets Codes
Following consultation feedback, the Financial Conduct Authority (FCA) confirmed that it is recognising the following voluntary market codes of best practice under its codes recognition scheme: FX Global Code and UK Money Markets Code. -
Information on FCA thematic - July 2023
FCA provides information on FCA thematic. -
Retail investments product sales data dashboard
This page provides a breakdown of retail investment products sales data from 1 January 2020 to 31 December 2024. -
IPO-FX / Skylon Investments (Clone of FCA recognised product and UK incorporated company)
IPO-FX / Skylon Investments (Clone of FCA recognised product and UK incorporated company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of -
Accuracy of transaction reporting 2021 - January 2022
The FCA answers multiple questions on transaction reporting.