Showing 4061 to 4070 of 7865 search results for market watch.

4061. FCA refuses authorisation to funeral plan provider

      Statements

      Published: 27/07/2022

      Last modified: 27/07/2022

      The FCA has issued a Decision Notice to One Life Funeral Planning Ltd (One Life) refusing the firm’s application for authorisation.

4062. FCA stops BDSwiss offering contracts for differences (CFDs) to UK customers

      Press Releases

      Published: 05/08/2021

      Last modified: 05/08/2021

      The FCA has acted to stop a Cypriot-based firm, BDSwiss Holding Plc, and other members of the BDSwiss Group from offering high risk contracts for differences (CFDs) to UK investors.

4063. Nikhil Rathi appointed as new Chief Executive of the FCA

      Press Releases

      Published: 22/06/2020

      Last modified: 22/06/2020

      HM Treasury have today announced the appointment of Nikhil Rathi as the new permanent Chief Executive of the Financial Conduct Authority (FCA).

4064. FCA publishes Insurance Distribution Directive consultation

      Press Releases

      Published: 06/03/2017

      Last modified: 06/03/2017

      The Financial Conduct Authority (FCA) has today published the first of its two consultation papers on the implementation of the Insurance Distribution Directive (IDD).

4065. Brexit: information for retail investments firms in the UK

      Markets

      Published: 26/02/2019

      Last modified: 21/06/2022

      If you have customers based in the EEA, find out what actions we expect you to have taken now the transition period is over.

4066. Financial Crime: analysis of firms’ 2017-2020 REP-CRIM data

      Data

      Published: 07/10/2021

      Last modified: 03/12/2025

      The FCA provides analysis of the annual financial crime data return (REP-CRIM) submissions for the 3 reporting periods between 2017-2020.

4067. Information on recipients of portfolio letter - December 2024

      FOI releases

      Published: 20/12/2024

      Last modified: 30/01/2025

      FCA provides information on recipients of portfolio letter.

4068. New Chair of the Financial Conduct Authority’s Smaller Business Practitioner Panel announced

      Press Releases

      Published: 23/03/2017

      Last modified: 23/03/2017

      The Financial Conduct Authority Chairman, John Griffith-Jones, has today announced the appointment of a new Chair for the FCA’s independent Smaller Business Practitioner Panel.

4069. AT UK (Clone of FCA authorised firm)

      Warnings

      Published: 13/02/2020

      Last modified: 21/11/2020

      AT UK (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect

4070. Portfolio letter: FCA supervisory strategy for Mainstream Consumer Credit Lenders (MCCL) portfolio [pdf]

      Portfolio letters

      Published: 27/06/2022

      In this letter, we provide an updated view of the key risks that MCCL firms pose to their consumers and the markets in which they operate. Outline our expectations of MCCL firms, including how firms should be mitigating these key risks. Provide an