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Enforcement annual performance report 2018/19 [pdf]
This overview of the FCA's enforcement activities during 2018/19 is based on its commitment to strengthen financial markets and keep them working well, so that consumers are protected and can use them with confidence. -
Information on skilled person reports - December 2024
FCA provides information on skilled person reports. -
Culture and conduct - extending the accountability regime
Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at City and Financial Summit, London. -
The role of regulation in encouraging good culture
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Investment Association Culture Conference, Mansion House, London. -
Polar Capital (clone of FCA authorised firm)
Polar Capital (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to -
FCA announces ESG Advisory Committee to its Board
We have established a new advisory committee to the Board to work on Environmental, Social and Governance (ESG) issues. -
FCA sets out steps to support home ownership
FCA reminds lenders of flexibility in its rules, which can help more people access a mortgage. -
Chapter 13 – Disapplication of Pre-Emption Rights [doc]
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Towards end of the transition period: getting ready for a new environment
Speech delivered by Nausicaa Delfas, Executive Director of International, at the UK’s Regulatory Regime for Financial Services Summit. -
TR16/1: Assessing suitability: Research and due diligence of products and services
Thematic review of the research and due diligence processes carried out by advisory firms on the products and services they recommend to retail clients.