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FCA bans two individuals for lack of integrity
Mark Steward, director of enforcement and market oversight at the FCA said:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
FCA enhances access to investment research
The FCA has finalised rules allowing pooled investment funds greater freedom in paying for investment research. -
Occasional Paper No. 11: Methods for analysing mortgage markets
Occasional Paper No. 11: Methods for analysing mortgage markets. Occasional papers FCA research First published:. ... The core element of the 2012 Mortgage Market Review (MMR) recommendations – the responsible lending rules – aimed to ensure that -
CP26/5: Aligning listed issuers’ sustainability disclosures with international standards
The FCA consulted on proposals to evolve our rules for listed companies' sustainability disclosures. -
FCA set to implement new listing rules in May 2014
Market participants with relevant transactions which are on-going, planned or scheduled for the near future should contact the FCA. -
Commentary on Mortgage lending statistics Q4 2024
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. This commentary covers the MLAR statistics for 2024 Q4. -
FCA sets out plan to tackle investment harm
The FCA has published a new strategy aimed at giving consumers the confidence to invest, supported by a high-quality, affordable advice market, which should lead to fewer people being scammed or persuaded to invest in products too risky for their -
FCA encourages firms to develop purposeful cultures
The FCA Discussion Paper on driving purposeful cultures presents a range of views from industry leaders, professional bodies and culture experts, to help firms embed purposeful cultures. -
New Bank Start-up Unit launched by the financial regulators
The Prudential Regulation Authority (PRA) and FCA have today launched the New Bank Start-up Unit. The Unit is a joint initiative from the UK’s financial regulators giving information and support to newly authorised banks and those thinking of -
HYCMFX (Clone of FCA authorised firm)
HYCMFX (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect