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New rules proposed for sponsors to enhance listing regime
David Lawton, the FCA’s director of markets said:. "The sponsor regime is crucial to ensuring an appropriate level of consumer protection and market integrity in the premium listings. ... The FCA has an overarching strategic objective of ensuring the -
Andrew Bailey speech at Lord Mayor’s City Banquet
Andrew Bailey speech at the Lord Mayor's City Banquet at Mansion House. -
Information on statutory notices - February 2023
FCA provides information on statutory notices - February 2023. -
CP13/12: CRD IV for investment firms
We are the competent authority under the Financial Services and Markets Act for the prudential regulation of a large number of investment firms subject to the Capital Requirements Directive (CRD). -
FS17/3 and PS17/22: Review of the effectiveness of primary markets
In February 2017 we published a Discussion Paper and a Consultation Paper as part of our 2016/2017 Business Plan commitment to review the structure of the UK’s primary markets to ensure they continue to serve the needs of issuers and investors. -
GC25/3: Primary Market Bulletin No. 58
We are consulting on the following changes we propose to make to the Knowledge Base. -
FCA to replace consumer credit data reports
The FCA has introduced a new consumer credit return to replace 2 existing returns. -
FS19/6: Climate change and green finance
This Feedback Statement summarises the responses we received from stakeholders to our Discussion Paper (18/8) on Climate Change and Green Finance that we published in October 2018, and sets out our actions and next steps. -
Andrew Bailey speech at the Annual Public Meeting 2019
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting. -
IPO-DEX (clone of FCA authorised firm)
IPO-DEX (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect