Search results
Showing 4271 to 4280 of 7867 search results for market watch.
-
Motor finance compensation scheme challenged
The FCA is considering its approach and will set out more later this week. -
PS14/6: Competition in the Markets for Services Provided by a Recognised Investment Exchange: Feedback on CP13/16 and final Handbook text [pdf]
In this Policy Statement we report on the main issues arising from CP13/16 - Competition in the market for services provided by a Recognised Investment Exchange: proposed amendments to REC and publish the final rules and guidance. -
Mainstream Consumer Credit Lenders portfolio letter [pdf]
We set out our view of the risks Mainstream Consumer Credit Lenders may pose to their consumers or the markets in which they operate. -
Cutover plan for firms migrating to FCA FIRDS and FITRS after the Brexit transition period
Details on how we’re moving MiFID reference data and transparency systems away from ESMA as part of the MiFID onshoring process. -
Information on whistle-blowing - May 2024
FCA provides information on on whistle-blowing - May 2024. -
Convicted illegal money lender sentenced to three and a half years imprisonment
Dharam Prakash Gopee (64), was today sentenced to three and a half years imprisonment by a Judge in Southwark Crown Court after guilty verdicts. -
FCA fines Threadneedle Asset Management Limited £6m
In April 2011, the Financial Services Authority (FSA) wrote to TAML and asked TAML to address specific concerns about the fixed income area of its front office, including the Emerging Markets ... The FCA has an overarching strategic objective of ensuring -
US dollar LIBOR panel – 1 month to go
FCA issues final messages before the important end-June 2023 deadline. -
Eligibility for listing Equity shares (shell companies) [docx]
UK Listing eligibility form. -
MiFID II: authorisation and variation of permissions
The FCA publishes MiFID 2 guide.