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FCA Electronic Submission System - User Guide [pdf]
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Occasional Paper 66: Playing the market: a behavioural data analysis of digital engagement practices and investment outcomes [pdf]
FCA research illustrates an association between usage of high digital engagement practice apps and adverse financial outcomes. -
The FCA and Practitioner Panel 2023/24 survey findings
The FCA and the Practitioner Panel have published a report from our 2023/24 joint survey of FCA regulated firms. -
Listening up to level up – regulating finance for the whole of the UK
Speech by Charles Randell, Chair of the FCA, at the Centre for Commercial Law Studies, Queen Mary University of London. -
FCA launches the Asset Management Authorisation Hub
The FCA has launched its new asset management authorisation hub. -
AIMarkets (Clone of FCA authorised firm)
AIMarkets (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect -
Frameworks for effective fraud prevention measures
Speech by Andrea Bowe, FCA director of the specialist directorate, at the Westminster Legal Policy Forum Keynote Seminar. -
Online Financial Market Service Ltd (OFM Forex) (www.ofmforex.com)
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. -
Sberbank CIB (UK) Limited goes into special administration
Sberbank provides trading and execution services to its clients, including providing access to the Russian markets, and is authorised and regulated by the FCA -
Impact assessment:Thematic Review: Delegated authority: Outsourcing in the general insurance market (TR15/7) [pdf]
This impact assessment relates to TR15/7. It has been verified by the Regulatory Policy Committee.