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Information on whistleblowers - August 2020
The FCA received 137 whistleblowing reports in 2019 and 60 (up to the end of June 2020) about adviser and advice firms. -
FCA reminds firms to regularly review regulatory permissions
We are reminding firms of their obligation to regularly review regulatory permissions to ensure they are up to date and removed where they are not needed. -
Clear Capital Market (clone of FCA Authorised firm)
Clear Capital Market (clone of FCA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how -
Innovation Hub now open for business, says FCA
This work levels the playing field by giving all firms eager to innovate access to our expertise so that the process of joining the financial markets or introducing new products does ... The FCA has an overarching strategic objective of ensuring the -
FCA publishes final findings of credit card market study
FCA publishes final findings of credit card market study. Press Releases First published:. ... On 7 April 2014, the FCA published research on the credit card market. -
FCA announces second cohort for AI Live Testing
The FCA has confirmed the second group of firms selected to join AI Live Testing. -
Bespoke market risk rules could unlock growth
FCA seeks feedback on whether tailored market risk rules for non-bank trading firms could remove unnecessary barriers. -
Update on the FCA enquiry into the Bank of England audio issue
In late 2019 concerns were raised regarding the use of an audio feed from the Bank of England’s press conferences. -
FCA publishes PPI complaints deadline Progress Report
The FCA has published an update on the progress of its payment protection insurance (PPI) consumer communications campaign and supporting supervisory work. -
Statement on peer-to-peer applications for full authorisation
This is a young and innovative market and we expect the Innovative Finance ISA, which launches on 6 April, to further increase consumers’ awareness of peer-to-peer lending (P2P). ... The FCA is keen to promote effective competition in this market.