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Financial regulators publish updated Regulatory Initiatives Grid
The Financial Services Regulatory Initiatives Forum has issued the updated Regulatory Initiatives Grid. -
CP13/9: Quarterly Consultation Paper No. 2
implement the changes made by Treasury to reflect and make firms aware of the FCA’s powers set out in further domestic legislation regarding the European Market Infrastructure Regulation (EMIR);. -
FCA engages with firms on claims handling thematic review
The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
FCA looks for members for its advisory committee on secondary markets
The FCA is looking for market participants to join our advisory committee. -
TR14/2 – Thematic Review of Annuities
Read findings from the FCA thematic review of annuities. -
The FCA holds key conference on financial crime
Review announced into how UK banks control money laundering, terrorist financing and sanctions risks in trade finance. -
MLAR statistics June 2015: Long run summary tables [xls]
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. These summary tables show Residential loans to -
Christopher Woolard to chair review of unsecured credit market regulation
The FCA has announced that Chris Woolard will chair a review of the future regulation of the unsecured credit market, reporting to the FCA Board. -
FG26/1: Primary Market Bulletin No. 61
The Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 61. -
Effective compliance with the Market Abuse Regulation – a state of mind
We need to take all the steps we can to prevent market abuse from taking place within our markets. ... Equally, we need to take all the steps we can to prevent market abuse from taking place within our markets.