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The expanding scope of individual accountability for corporate misconduct
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the New York University Program on Corporate Compliance and Enforcement -
FCA Authorisations operating service metrics 2023/24 Q3
The FCA reports on its authorisations metrics quarterly, to provide greater transparency of its performance. This data covers October to December 2023. -
FCA decides to ban father and son following fraud and misuse of client money
The FCA has decided to ban a father and son from UK financial services. -
FCA publishes new data on trends in the retirement income market
The Financial Conduct Authority (FCA) have today published their eighth data bulletin. This edition focuses on insights from the consumer contact centre, as well as the latest trends in the retirement income market. -
Cheval Bridging Finance Ltd Markets (Clone of FCA authorised firm)
Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm. -
Primary Market Bulletin Issue No. 29
This special edition of the FCA’s Primary Market Bulletin covers best practice for identifying, controlling and disclosing inside information under MAR. -
Synthetic Data Expert Group update on progress
Find out about the progress the SDEG is making towards providing practical and tangible synthetic data insights for practitioners and policymakers. -
FCA Enforcement data 2025/26
This FCA enforcement data for the year 2025/26 forms part of the FCA's annual report 2025/26. -
Henderson Palmer - https://www.hendersonpalmer.com/
Henderson Palmer - https://www.hendersonpalmer.com/ is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
FCA urges public to report and speak out against fraudulent investment schemes
More than a fifth (22%) of those contacted by a suspected fraudulent investment firm stay silent Brits are more likely to report fly-tipping (81%) than investment scams (63%) Londoners report the most investment scams to the FCA followed by