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FCA applying increased scrutiny to Annex 1 firms
The FCA is concerned about a number of risks among unregulated lenders, safe custody providers, money brokers and financial leasing companies. -
FCA response: Markets Practitioner Panel 2020/21 Annual Report [pdf]
Our response to key issues raised in the Markets Practitioner Panel 2020/21 Annual Report -
Markets Capital Limited, trading as FX Markets Capital (unauthorised firm)
We have published this statement to warn consumers against dealing with unauthorised firms. -
Statement on forbearance in relation to investment trust disclosure requirements
This statement sets out our forbearance given the Government’s intention to exclude some investment trusts from the PRIIPs Regulation and other assimilated law. -
Wellesley & Co Limited enters administration
Damian Webb, Stephanie Sutton and Jack Plunkett of RSM UK Restructuring Advisory LLP have been appointed as joint administrators for Wellesley & Co Limited. -
PS19/1: Retirement Outcomes Review: feedback on CP18/17 and our final rules and guidance
This Policy Statement outlines the new rules and guidance on our first package of remedies from the Retirement Outcomes Review (ROR) following our Consultation Paper CP18/17 (summary). -
FCA decides to impose conditions on takeover of Link Group
Following announcements made on Monday 12 September by Link Group to the Australian Securities Exchange and Dye and Durham to the Toronto Stock Exchange, the FCA is providing a short update on its involvement in the proposed takeover of the Link -
FCA Authorisations operating service metrics 2023/24 Q4
The FCA reports on its authorisations metrics quarterly, to provide greater transparency of its performance. This data covers January to March 2024. -
Information on cyber security - December 2025
FCA provide information on cyber security -
What do we mean when we say 'fair value'?
Can firms provide evidence that their customers are getting a fair deal? If they can't, then they need to look again.