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Meetings with Mr Alexander Greensill - May 2021
In response to several requests, the FCA can confirm its executive directors and or directors met representatives of Greensill on 3 occasions. -
Capitalisation or Bonus Issue - Chapter 13 [doc]
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Information on FCA AIFMD - October 2024
FCA provides information on FCA AIFMD - October 2024 -
FCA publishes its first annual report on the perimeter
The Financial Conduct Authority has today published its first annual perimeter report. -
Reminder of Conversion Rights - Chapter 13 [doc]
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FCA publishes findings from financial adviser market survey
The FCA has published findings from its Financial Adviser Survey. The findings provide an updated picture of how the UK financial advice market is evolving and what this means for firms, consumers and future growth. -
Sarah Pritchard, Executive Director, Markets, diary engagement, October - December 2021 [pdf]
External meetings excluding meetings with regulated firms, 1 October - 31 December 2021. -
FCA seeks views on regulatory approach for overseas funds
In preparation for the new Overseas Funds Regime (OFR), the Financial Conduct Authority (FCA) has set out its proposals for how the regime should operate. -
FCA issues guidance following property fund suspensions
The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
UK MiFID framework notifications
If you’re an authorised investment firm find out more about the notifications you may need to make.