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Premium Listing - Open-Ended Investment Companies - January 2018 [doc]
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FCA Authorisations operating service metrics 2025/26 Q4
The FCA reports on its Authorisations metrics quarterly, to provide greater transparency of its performance. This data covers January to March 2026. -
FCA proposes stronger protection for consumers in financial markets
Plans for a new Consumer Duty which will set a higher level of consumer protection in retail financial markets -
Trading venue ID codes
Regularly updated lists of ID codes for UK regulated markets, multilateral trading facilities and organised trading facilities. -
Temporary ban on net short positions by FSMA and HCMC
The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012. This page details the -
FCA bans former CIB Partners Limited CEO Arnold Eber
The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
Woodford Equity Income Fund investors to have their say
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Trade Korea (clone of FCA authorised firm)
Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm. -
FCA takes action against debt packager firms
5 firms have stopped providing regulated debt advice until further notice and the FCA has used formal powers to stop another firm from providing regulated advice -
Information on whistleblower reports - August 2023
Information on whistle-blower reports - August 2023.