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IOSCO proposes Principles for Financial Benchmarks
The International Organization of Securities Commissions (IOSCO) Task Force on Financial Market Benchmarks (the Task Force), which the Financial Conduct Authority (FCA) chief executive Martin Wheatley co-chairs, has published its proposed Principles -
Information on whistleblowing cases - October 2021
The FCA provides data on number of whistleblowing cases for sexual harassment in 2020 across financial services. -
Update on the market share test under the ancillary activities exemption for commodity derivatives
Clarification that we will not be publishing market share test data related to the ancillary activities exemption. -
Our Annual Report and Accounts 2020/21
The Annual Report and Accounts 2020/21 shows how the FCA's work over the last year has met its objectives and delivered the key priorities in its Business Plan 2020/21. -
FCA announces changes to advice on pension transfers
The FCA has published new rules and guidance on pension transfer advice and is seeking views on additional changes, including adviser charging structures. -
Tougher rules for payday lenders take effect
Additional rules for payday lenders and other firms offering high-cost short-term credit take effect from 1 July 2014. Find out more about what these lenders now have to do. -
FCA fines RBS and NatWest for failures in mortgage advice process
The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
FCA opens investigation into claims management company
The FCA has opened an enforcement investigation into The Claims Protection Agency Limited (TCPA) following concerns about its advertising and sales tactics in relation to potential motor finance claims. -
Vanguard Investments / Vanguard Asset Management (clone of FCA authorised firms and FCA recognised products)
Vanguard Investments is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself from -
J O Hambro Capital Management (clone of FCA authorised firm)
We have published this statement in order to warn consumers against dealing with unauthorised firms.