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Alex Hope sentenced for failing to pay confiscation order
Alex Hope was today (27 September 2016) sentenced to 603 days’ imprisonment for failing to pay the full value of a confiscation order made against him. -
FCA announces further action on defined benefit transfers
The Financial Conduct Authority has today published the results of the data it has received from firms carrying out Defined Benefit (DB) transfers and set out the next steps in its supervisory work related to transfers. -
PISCES operator approved by FCA in push for growth
The FCA has approved JP Jenkins to operate a PISCES platform. -
Finanza-Invest (clone of FCA authorised firm)
Finanza-Invest (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to -
Eligibility for listing: Equity shares (commercial companies) [docx]
Eligibility for listing: Equity shares (commercial companies) -
FCA outlines where improvements are needed in ESG benchmarks
High quality ESG benchmarks are important to support trust in the market for ESG products and the transition to a net zero economy. -
Data on whistleblowing disclosures received by the FCA - December 2021
The FCA responds to request for data regarding whistleblowing reports to the FCA. -
FG24/7: Primary Market Bulletin No. 53
The Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 53. -
FCA consults on Market Abuse Regulation policy proposals and Handbook changes
CP15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU). ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
Information on asset management firms - March 2023
FCA provides information on asset management firms - March 2023