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Critical issues in financial regulation: The FCA's perspective
Speech by our CEO, Nikhil Rathi, delivered at City Week 2022. -
FCA finds firms fail to deliver best execution
David Lawton, FCA director of markets, said:. “Firms told us that best execution is a simple commercial imperative – yet our review shows many firms unacceptably fail to put their clients’ interests ... The FCA has an overarching strategic -
Pure Protection Market Study: Consumer Research Report - January 2026 [pdf]
Pure Protection Market Study: Consumer Research Report - January 2026 -
Open-ended funds investing in less liquid assets
Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy, to Investment Association members. -
Unauthorised mortgage broker charged with fraud
Peterson Okoh (of Peckham, London SE15) appeared in Westminster magistrates court on 31 July 2024 for allegedly advising on and arranging mortgages, between January 2018 and December 2023, without being authorised. -
Aggregate complaints data: 2024 H2
This page focuses on complaints that financial services firms reported to the FCA during the second half (H2) of 2024, between between 1 July to 31 December 2024. This includes the latest trends and analysis by product group. -
Golden Currencies (Clone of FCA Authorised firms)
Golden Currencies (Clone of FCA Authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how -
CP13/3: Quarterly consultation paper No.1
In this Quarterly Consultation Paper (QCP) we are consulting on miscellaneous amendments to our Handbook. -
Central Markets Invest LTD (clone of FCA authorised firm)
Central Markets Invest LTD (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm -
Authorisation and registration applications – good practice and areas for improvement
Examples of good practice and areas for improvement from the applications that we have seen.