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Corrie Bauckham Batts Limited enters liquidation
On 20 April 2022, Corrie Bauckham Batts Limited entered liquidation. John Dean Cullen and Rachel Helen Lai of Menzies LLP were appointed as Joint Liquidators of Corrie Bauckham Batts Limited. -
MiFID II: applications for permissions needed now
MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK. -
Information on furlough fraud - November 2022
FCA provides information on furlough fraud. -
Information on FCA investigations - December 2022
Information on FCA investigations. -
Information on LTV mortgage sales in 2025 - February 2026
FCA provides information on LTV mortgage sales in 2025 -
Admission to trading on a regulated market – Engagement Paper 1
We are asking for views on how we should approach setting requirements for issuers seeking to have securities admitted to trading on regulated markets under the new public offers and admissions to trading regime. -
Two convicted of insider dealing in Operation Tabernula trial
In a case brought by the FCA and following a three-month trial at Southwark Crown Court, two defendants – a senior investment banker and a Chartered Accountant – have been convicted of conspiring to insider deal. -
Wausau Insurance (clone of FCA Authorised firm)
Wausau Insurance (clone of FCA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to -
GC24/2: Primary Market Bulletin No. 48
We are consulting on the following proposed changes to the Knowledge Base. -
Provisional view on undertakings in lieu of a market investigation reference of investment consultancy services [pdf]