Showing 5011 to 5020 of 7870 search results for market watch.

5011. The vital relationship between the regulator and the advisory industry

      Speeches

      Published: 18/11/2014

      Last modified: 20/11/2014

      Speech by John Griffith-Jones, Chairman of the FCA, at The Association of Professional Financial Advisers (APFA) Annual Gala Dinner delivered at Banking Hall, London. This is the text of the speech as drafted, which may differ from the delivered

5012. GC24/2: Primary Market Bulletin No. 48

      Guidance consultations

      Published: 26/04/2024

      Last modified: 26/04/2024

      We are consulting on the following proposed changes to the Knowledge Base.

5013. FCA bans and fines advisor £100,281 for insider dealing

      Press Releases

      Published: 23/10/2025

      Last modified: 15/12/2025

      The FCA has fined Neil Sedgwick Dwane £100,281 for insider dealing and banned him from working for UK financial services.

5014. PS15/22: General Insurance Add-Ons Market Study – Remedies: banning opt-out selling across financial services and supporting informed decision-making for add-on buyers [pdf]

      Policy statements

      Published: 28/09/2015

      Last modified: 28/09/2015

      In this Policy Statement we report on the main issues arising from Consultation Paper 15/3 (General Insurance Add-ons Market Study – Proposed Remedies: Banning opt-out selling across financial services and supporting informed decision-making for

5015. Letter to CMA regarding CMA Market Investigation: Investment Consultancy and Fiduciary Management Services [pdf]

      Correspondence

      Published: 26/02/2019

      On 21 February 2019, Christopher Woolard wrote to John Wotton from the Competition and Markets Authority to explain how we will respond to the recommendations in the CMA's report on investment consultancy and fiduciary management services. This

5016. Operation of the MoU with the Bank of England for market infrastructure - 2015 performance statement

      Statements

      Published: 04/03/2016

      Last modified: 04/03/2016

      Operation of the MoU with the Bank of England for market infrastructure - 2015 performance statement. ... should co-operate with one another in relation to the supervision of markets and market infrastructure.

5017. CP16/17: Quarterly Consultation Paper No. 13

      Consultation papers

      Published: 04/07/2016

      Last modified: 12/10/2016

      change the definition of a prescribed market in the Handbook Glossary for the purposes of DTR 5 following repeal of the Prescribed Markets and Qualifying Investments Order, and add a new

5018. Implementing Technology Change

      Multi-firm reviews

      Published: 05/02/2021

      Last modified: 05/02/2021

      This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce

5019. FCA announces decision on synthetic US dollar LIBOR

      News stories

      Published: 03/04/2023

      Last modified: 03/04/2023

      In November 2022, we consulted on proposals to require the continued publication of 1-, 3- and 6-month synthetic US dollar LIBOR after 30 June 2023 when the US dollar LIBOR panel is due to cease. 

5020. Information on Defined Benefits Transfer Market - January 2020

      FOI releases

      Last modified: 25/10/2022

      FCA has provided information on the Defined Transfers market.