Showing 5061 to 5070 of 7868 search results for market watch.

5061. Information on employment of data scientists-April 2024

      FOI releases

      Published: 25/04/2024

      Last modified: 01/01/2025

      FCA provides information on employment of data scientists.

5062. UBS fined £9.45m for failings in its sale of an AIG fund

      Press Releases

      Published: 12/02/2013

      Last modified: 29/03/2013

      The Financial Services Authority (FSA) has fined UBS AG (UBS) for failures in the sale of the AIG Enhanced Variable Rate Fund (the Fund). These failures led to UBS customers being exposed to an unacceptable risk of an unsuitable sale of the Fund.

5063. GC19/1: Primary Market Bulletin No. 20

      Guidance consultations

      Published: 07/02/2019

      Last modified: 08/11/2019

      GC19/1: Primary Market Bulletin No. 20

5064. Information on general insurance - October 2022

      FOI releases

      Published: 17/10/2022

      Last modified: 14/08/2023

      FCA provides information on Acquisition of general insurance brokers approved and declined.

5065. Information on residential mortgage customers - June 2026

      FOI releases

      Published: 19/06/2026

      Last modified: 07/08/2026

      FCA provides information on residential mortgage customers

5066. Brexit: information for the banking and payment sectors in the UK

      Markets

      Published: 26/02/2019

      Last modified: 21/06/2022

      Information on how UK firms should approach servicing customers based in the EEA, now that the transition period has ended.

5067. Consumer Investments data review April 2022 – March 2023

      Data

      Published: 08/12/2023

      Last modified: 08/12/2023

      A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2022 and 31 March 2023.

5068. FCA regulation of consumer credit – during the pandemic and beyond

      Speeches

      Published: 13/10/2020

      Last modified: 14/10/2020

      Speech by Nisha Arora, Director of Consumer and Retail Policy, given at the Finance & Leasing Association conference

5069. POATR – cross-reference checklist – PRM Appendix 2 Annex 17 [docx]

      Primary market

      Published: 26/11/2025

      List of additional information in final terms.

5070. FSA fines Commerzbank for failures in transaction reporting

      Press Releases

      Published: 27/04/2010

      Last modified: 22/07/2013

      The Financial Services Authority (FSA) has fined the London branch of Commerzbank AG (Commerzbank) £595,000 for failing to provide accurate transaction reports to the FSA.