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Outsourcing in the life insurance sector
We set out our findings from our review of outsourcing and third-party service providers. We identified governance over outsourcing as a priority area for supervision in the life insurers’ portfolio strategy -
Information on cyber incidents - August 2022
The FCA provides information on cyber incidents. -
Review on disclosure of costs by asset managers
We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are. -
Occasional Paper No. 29: Aggregate market quality implications of dark trading
In this paper, we examine the impact of dark trading on aggregate market quality in the UK. -
FCA announces extension to its use of the temporary transitional power
The Financial Conduct Authority (FCA) today confirmed it intends to extend the proposed duration of the directions issued under the temporary transitional power to the 31 December 2020. This is to reflect the extension of Article 50. Other than the -
MS14/6.3: Credit card market study final findings report [pdf]
We publish the final findings of a study of the credit card market and set out a package of measures to help consumers take better control of their spending. -
Kenneth Carver fined £35,212 for insider dealing
Georgina Philippou, acting director of enforcement and market oversight at the FCA said:. ... The FCA has a statutory objective to ensure markets work well and to promote market integrity. -
Research Note: Cryptoassets consumer research 2024
This analysis looks at cryptoasset holdings in the UK and consumers’ understanding, attitudes and behavioural patterns towards them. -
Dolfin Financial (UK) Ltd enters Special Administration
Following an attempt to wind down solvent, the directors of Dolfin Financial (UK) Limited have applied to the Court to place the firm into Special Administration. -
The Referral Fee Ban: a coordinated approach to regulation
Referral Fee Ban: Regulatory Relationships