Showing 5191 to 5200 of 7870 search results for market watch.

5191. DP14/2 Fairness of changes to mortgage contracts

      Discussion papers

      Published: 07/07/2014

      Last modified: 07/02/2022

      This DP is an opportunity to open up the discussion and be transparent about the factors that may be relevant when considering the fairness of changes to regulated mortgage contracts.

5192. DP18/2: Transforming culture in financial services

      Discussion papers

      Published: 12/03/2018

      Last modified: 12/03/2018

      The paper is a collection of 28 essays from thought leading academics, industry leaders, international regulators and change practitioners. It is intended to provide a basis for stimulating further debate on transforming culture in the sector.

5193. FCA secures orders for victims of unauthorised share scheme

      Press Releases

      Published: 06/05/2020

      Last modified: 07/05/2020

      The High Court today ordered four individuals and one company to pay nearly £3.62m in restitution to members of the public who bought shares that were promoted unlawfully.

5194. FCA fines Bank of Scotland for failing to report suspicions of fraud at HBOS Reading

      Press Releases

      Published: 21/06/2019

      Last modified: 21/06/2019

      The Financial Conduct Authority (FCA) has today fined Bank of Scotland (BOS) £45,500,000 for failures to disclose information about its suspicions that fraud may have occurred at the Reading-based Impaired Assets (IAR) team of Halifax Bank of

5195. Financial Lives Survey 2017: Data Tables: Volume 15 - Access [xlsx]

      Data

      Published: 18/10/2017

      Last modified: 20/06/2018

      This volume of tables contains questions on: access. The Financial Lives Survey 2017 is a tracking study designed to provide the FCA with insight on consumer behaviour and experience in the retail financial markets we regulate.

5196. Financial Conduct Authority publishes Decision Notice concerning Linear Investments Limited

      Press Releases

      Published: 27/09/2018

      Last modified: 27/09/2018

      The Financial Conduct Authority (FCA) has today published a Decision Notice concerning Linear Investments Limited. Linear failed to take reasonable care to organise and control its affairs responsibly and effectively to ensure potential instances of

5197. Financial watchdog fines Equifax Ltd £11 million for role in one of the largest cyber security breaches in history

      Press Releases

      Published: 13/10/2023

      Last modified: 17/10/2023

      FCA fines Equifax £11,164,400 for failing to manage and monitor the security of UK consumer data it had outsourced to its parent company based in the US.

5198. Investor relations in an increasingly regulated and international world

      Speeches

      Published: 19/06/2013

      Last modified: 18/07/2013

      Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013.

5199. Mutual societies registration function: 2022-23

      Corporate documents

      Published: 26/05/2023

      Last modified: 26/05/2023

      An update on the FCA's work and a breakdown of societies on the register.  

5200. CWG Markets/CWG Forex TW (Clone of FCA authorised firm)

      Warnings

      Published: 25/05/2021

      Last modified: 25/05/2021

      CWG Markets/CWG Forex TW (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and