Showing 5221 to 5230 of 7870 search results for market watch.

5221. What can the consumer credit sector expect from the FCA?

      Speeches

      Published: 21/03/2019

      Last modified: 21/03/2019

      Speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, at the Credit Summit, London.

5222. FCA fines and restricts W H Ireland Limited for market abuse risks

      Press Releases

      Published: 23/02/2016

      Last modified: 23/02/2016

      or the full breadth of its market abuse risks, were set too narrowly to be effective and produced exceptions that were not reviewed in a timely and consistent manner. ... The FCA has an overarching strategic objective of ensuring the relevant markets

5223. FCA consults on aspects of the Markets in Financial Instruments Directive II implementation

      Press Releases

      Published: 15/12/2015

      Last modified: 15/12/2015

      FCA consults on aspects of the Markets in Financial Instruments Directive II implementation. ... MiFID was originally introduced in 2007 and the revised regime aims to strengthen investor protection, increase market resilience, reduce systemic risks and

5224. FCA encourages market participants to continue transition of LIBOR-linked bonds

      Statements

      Published: 16/08/2022

      Last modified: 16/08/2022

      Action for issuers and bondholders of outstanding LIBOR-linked bonds.

5225. Wonga to pay redress for unfair debt collection practices

      Press Releases

      Published: 25/06/2014

      Last modified: 25/06/2014

      The FCA has an overarching strategic objective of ensuring the relevant markets function well.

5226. Information on financial services partnerships - November 2022

      FOI releases

      Published: 15/11/2022

      Last modified: 09/01/2024

      FCA provides information on financial services partnerships.

5227. Tribunal upholds FSA decision to fine firm £8m for market abuse

      Press Releases

      Published: 28/01/2013

      Last modified: 28/01/2015

      The Upper Tribunal (Tax and Chancery Chamber) has directed the Financial Services Authority (FSA) to fine Swift Trade, a non-FSA authorised Canadian company with global operations, £8m for market abuse. The Tribunal described this as being “as

5228. Transcript: Market Abuse Surveillance TechSprint - Spring Autumn (KCL & UCL) [pdf]

      Transcripts

      Published: 09/10/2024

      Video transcript of a showcase demo day presentation from our Market Abuse Surveillance TechSprint held in 2024.

5229. Darren Newton banned by the FCA for misappropriating client money

      Press Releases

      Published: 21/05/2018

      Last modified: 21/05/2018

      The Financial Conduct Authority (FCA) has today published a Decision Notice, which sets out its decision to ban Darren Lee Newton from working in any regulated activity in the financial services sector.

5230. Transaction governance in wholesale banks – review

      Multi-firm reviews

      Published: 07/08/2025

      Last modified: 03/12/2025

      Our findings from a review of transaction governance.