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Final Notice 2021: Mr Adrian Horn [pdf]
The Final Notice refers to breaches of MAR and FIT relating to Market Abuse in the Trading Firm sector. We imposed a Financial Penalty and Prohibition. -
HBFX Markets Limited
We have published this statement to warn consumers against dealing with unauthorised firms. -
Finex Global Markets
Finex Global Markets is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Sustainability
Market studies provide us with a different way of looking at issues across the markets we regulate and will be one of the principal tools the FCA uses to promote effective ... helping us achieve our objectives to promote competition and make markets work -
Market Majesty
Market Majesty is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
2022 fines
Enforcement fines published in 2022. -
Change in Control
Find out when you need to notify us to acquire or change control in a firm that we regulate. -
Market cleanliness statistics 2023/24
The FCA presents the Market Cleanliness Statistic, Abnormal Trading Volume the Potentially Anomalous Trading Ratio and for 2023/24. -
100 days of the FCA
Speech by Martin Wheatley, Chief Executive, the FCA, at the ABI Biennial Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Third Party Verifier (TPV)
A Third Party Verifier (TPV) can be used by a sponsor, originator and securitisation vehicle to check whether a securitisation is compliant. Learn more about TPV and how to apply.