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Showing 941 to 950 of 7863 search results for market watch.

  1. FCA Final Notice 2014: Mark Stevenson [pdf]

    Final notices

    Published: 20/03/2014

    Last modified: 07/04/2015

    This final notice refers to breaches of MAR related to market abuse in the investment banks sector. We imposed a fine and prohibition.
  2. FSA - FG12/9: Summary of feedback received [pdf]

    Finalised guidance

    Published: 23/12/2012

    Last modified: 20/10/2014

    To address this risk, we assessed seven major providers of structured products between November 2010 and May 2011. The review specifically looked at how the firms were designing structured products, identifying their target markets, and how they
  3. The retail intermediary market 2020

    Data

    Published: 29/07/2021

    Last modified: 21/07/2022

    This page provides the FCA's analysis of the intermediary sector in 2020 based on data drawn from the Retail Mediation Activities Return (RMAR).
  4. SKYLINK GLOBAL MARKETS

    Warnings

    Published: 05/07/2024

    Last modified: 05/07/2024

    SKYLINK GLOBAL MARKETS is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  5. Workstreams updates

    Statements

    Published: 16/07/2021

    Last modified: 16/07/2021

    Update on Assessing Suitability Review (ASR 2), diagnostic review of business models, review of rules extending SME access to the Financial Ombudsman and de-anchoring remedy for credit cards
  6. Standard Exchange Market

    Warnings

    Published: 17/06/2025

    Last modified: 17/06/2025

    Standard Exchange Market is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  7. Markets Online / Markets.Online

    Warnings

    Published: 10/08/2020

    Last modified: 10/08/2020

    Markets Online / Markets.Online is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  8. Appointed representatives data

    Firm and market data

    Published: 05/06/2026

    Last modified: 05/06/2026

    Data on the size and financial services of the FCA's appointed representatives population.
  9. Information on MDP rejection codes - January 2025

    FOI releases

    Published: 09/01/2025

    Last modified: 28/02/2025

    FCA provides information on MDP rejection codes.
  10. FSA Complaints data 2009 H1 [pdf]

    Data

    Published: 19/04/2013

    Last modified: 05/08/2016

    Aggregate complaints statistics: 2006 - 2009 (H1). Including opened, closed, upheld, speed of closure and redress.
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