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Showing 941 to 950 of 7863 search results for market watch.
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FCA Final Notice 2014: Mark Stevenson [pdf]
This final notice refers to breaches of MAR related to market abuse in the investment banks sector. We imposed a fine and prohibition. -
FSA - FG12/9: Summary of feedback received [pdf]
To address this risk, we assessed seven major providers of structured products between November 2010 and May 2011. The review specifically looked at how the firms were designing structured products, identifying their target markets, and how they -
The retail intermediary market 2020
This page provides the FCA's analysis of the intermediary sector in 2020 based on data drawn from the Retail Mediation Activities Return (RMAR). -
SKYLINK GLOBAL MARKETS
SKYLINK GLOBAL MARKETS is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Workstreams updates
Update on Assessing Suitability Review (ASR 2), diagnostic review of business models, review of rules extending SME access to the Financial Ombudsman and de-anchoring remedy for credit cards -
Standard Exchange Market
Standard Exchange Market is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Markets Online / Markets.Online
Markets Online / Markets.Online is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Appointed representatives data
Data on the size and financial services of the FCA's appointed representatives population. -
Information on MDP rejection codes - January 2025
FCA provides information on MDP rejection codes. -
FSA Complaints data 2009 H1 [pdf]
Aggregate complaints statistics: 2006 - 2009 (H1). Including opened, closed, upheld, speed of closure and redress.