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Notifications under Payment Services Regulations 2017
Read about the reporting and notification requirements under the PSRs, including major incident reporting. -
Understanding crowdfunding
Crowdfunding lets you invest your money into a project, cause or venture through online platforms. This can be a rewarding way to invest, allowing you to back brands you care about, but it’s important to understand how these investments work. -
Primary Markets enforcement outcomes
A list of recent Primary Markets enforcement outcomes. -
FSA Complaints data 2006 to 2008 [pdf]
Aggregate complaints statistics: 2006 - 2008. Including opened, closed, upheld, speed of closure and redress. -
The Economics of Intervention
This speaks to a simple truth. Market dynamics, particularly in financial markets, are extraordinarily complex. ... These include research into effective competition and how it’s affected by features of the market, including behavioural biases. -
FSA Decision Notice 2011: 7722656 Canada Inc formerly carrying on business as Swift Trade Inc [pdf]
FSA Decision Notice 2011: 7722656 Canada Inc formerly carrying on business as Swift Trade Inc. -
Appointed Representatives help: Connect
Find out which points you should review before completing an Appointed Representative’s application. -
Primary Market Bulletin 35
This edition of the FCA’s Primary Market Bulletin covers listing applicants with cannabis-related businesses. -
FSA - Handbook Notice 116 [pdf]
On 21 December 2011 the FSA Board made changes to the Handbook in which introduce a protected cells regime that will enhance investor protection and market confidence in UK open-ended investment companies (OEICs) -
Bentley Market Portfolio
Bentley Market Portfolio is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.