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Showing 823 to 832 of 4003 search results for open banking.

  1. Final Notice 2017: Glen Eagleson [pdf]

    Final notices

    Published: 21/02/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  2. FCA Final Notice 2014: Santander UK plc [pdf]

    Final notices

    Published: 26/03/2014

    Last modified: 07/04/2015

    This final notice refers to breaches of PRIN 7, PRIN 9 and COBS related to unfair treatment of customers in the wealth management and private banking, investment advisers and platforms sector. We imposed a fine.
  3. Variation of Permission (VOP) for Insurance Business, Banking, Electronic Money, Lloyd's Market and Funeral Plan Providers [docx]

    Forms

    Published: 26/11/2021

    Last modified: 07/06/2023

    Variation of Permission (VOP) for Insurance Business, Banking, Electronic Money, Lloyd's Market and Funeral Plan Providers
  4. Final Notice 2023: Avanao Limited (trading as carloans.co.uk) [pdf]

    Final notices

    Published: 08/09/2023

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation
  5. Final Notice 2023: Autofinch Limited [pdf]

    Final notices

    Published: 27/07/2023

    This final notice (Autofinch Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  6. Final notice 2016: Lester Evans [pdf]

    Final notices

    Published: 15/04/2016

    Last modified: 15/04/2016

    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.
  7. Final Notice 2017: Nadeem Aslam [pdf]

    Final notices

    Published: 23/06/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  8. Final Notice 2021: Roman Claims Limited [pdf]

    Final notices

    Published: 26/11/2021

    This final notice refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.
  9. Final Notice 2023: Gillian Sweeney [pdf]

    Final notices

    Published: 08/09/2023

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.
  10. Final Notice 2018: Uvenco Limited [pdf]

    Final notices

    Published: 25/06/2018

    This final notice
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