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Showing 963 to 972 of 4003 search results for open banking.

  1. Final Notice 2018: Mobay Autos [pdf]

    Final notices

    Published: 05/11/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  2. Final Notice 2024: Victoria Snoddy [pdf]

    Final notices

    Published: 08/02/2024

    This Final Notice (Victoria Snoddy) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in relation to a new firm authorisation application. We have refused the Application.
  3. Final Notice 2018: Lynette Muffitt [pdf]

    Final notices

    Published: 24/04/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  4. FCA Final Notice 2014: Go Transfer Limited [pdf]

    Final notices

    Published: 11/08/2014

    Last modified: 07/04/2015

    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.
  5. Final Notice 2018: James Price [pdf]

    Final notices

    Published: 21/09/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  6. FCA Final Notice 2014: Safe Transfer Limited [pdf]

    Final notices

    Published: 24/07/2014

    Last modified: 07/04/2015

    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.
  7. Final Notice 2023: Columbus Legal Limited [pdf]

    Final notices

    Published: 23/05/2023

    This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and investment adviser sector. We imposed a cancellation.
  8. FCA Decision Notice 2015: Mark John Owen [pdf]

    Decision notices

    Published: 26/05/2015

    Last modified: 26/05/2015

    This decision notice refers to breaches of APER 1, APER 4, FIT related to mis-selling, failing to be open and co-operative, lack of fitness/propriety, failing to act on information appropriately in the Asset Management sector. Our view is that a
  9. Knowledge Base

    Markets

    Published: 28/04/2016

    Last modified: 27/04/2026

    The Knowledge Base is our source of technical guidance on our Listing Rules, Prospectus Regulation Rules and Disclosure and Transparency Rules.
  10. Final Notice 2018: William Parish [pdf]

    Final notices

    Published: 02/05/2018

    This final notice (William Parish) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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