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Showing 1332 to 1341 of 5167 search results for open finance.

  1. FSA Final Notice 2007: David Charles Brady trading as David Brady Business Finance [pdf]

    Final notices

    Published: 25/01/2007

    Last modified: 14/06/2014

    FSA Final Notice 2007: David Charles Brady trading as David Brady Business Finance
  2. Final Notice 2015: Oracle Financial Planning [pdf]

    Final notices

    Published: 02/07/2015

    Last modified: 02/07/2015

    This final notice refers to breaches of Threshold Conditions and PRIN 11 related to failing to be open and co-operative in the general insurance intermediary sector. We imposed a cancellation.
  3. Ocean Loans

    Warnings

    Published: 22/01/2021

    Last modified: 22/01/2021

    Ocean Loans is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  4. FCA and Bank of England statement on joint review of open-ended funds

    Statements

    Published: 16/12/2019

    Last modified: 16/12/2019

    The Financial Policy Committee has set out initial findings of a joint review by the Financial Conduct Authority and the Bank of England on open-ended investment funds and the risks posed by their liquidity mismatch in its Financial Stability Report.
  5. FCA Final Notice 2014: Sultan Ahmed [pdf]

    Final notices

    Published: 20/06/2014

    Last modified: 07/04/2015

    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.
  6. Final notice 2016: Simon Wright [pdf]

    Final notices

    Published: 25/02/2016

    Last modified: 25/02/2016

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  7. Final notice 2016: John Sanders [pdf]

    Final notices

    Published: 25/02/2016

    Last modified: 25/02/2016

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  8. Songbird Finance Limited (clone of FCA authorised firm)

    Warnings

    Published: 27/11/2014

    Last modified: 27/11/2014

    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  9. FCA Final Notice 2013: Abdul Majeed [pdf]

    Final notices

    Published: 05/08/2013

    Last modified: 07/04/2015

    This Final Notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.
  10. Final Notice 2017: Nigel Thomas [pdf]

    Final notices

    Published: 24/01/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
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