Filter results

Category

Filter by topic

Topic tags

Historical publications

Historical publications

Filter by date

Date range

Filter by document type

Document type

Search results

Showing 1502 to 1511 of 5167 search results for open finance.

  1. Final notice 2016: Ashbank Cars [pdf]

    Final notices

    Published: 02/06/2016

    Last modified: 02/06/2016

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  2. Accredited bodies for advisers

    Firms

    Published: 21/12/2015

    Last modified: 28/10/2025

    Read how accredited bodies can help advisers to maintain our required professional standards, and also report to us on these standards.
  3. Fund tokenisation

    Firms

    Published: 24/11/2023

    Last modified: 06/02/2026

    We are working with industry to explore potential uses of fund tokensiation which could make collective investment schemes more efficient, transparent, and accessible to a wider range of consumers.
  4. Final Notice 2023: Gillian Sweeney [pdf]

    Final notices

    Published: 08/09/2023

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.
  5. Accurate Finances Crypto Investment

    Warnings

    Published: 11/09/2024

    Last modified: 11/09/2024

    Accurate Finances Crypto Investment is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  6. Final Notice 2021: Dylan Mitchell (trading as Snap-on, Snap-on Diagnostics, Snap-on Tools) [pdf]

    Final notices

    Published: 21/04/2021

    This final notice (Dylan Mitchell) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.
  7. Final Notice 2017: Richard Brian Spooner [pdf]

    Final notices

    Published: 12/04/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  8. Final Notice 2018: Uvenco Limited [pdf]

    Final notices

    Published: 25/06/2018

    This final notice
  9. Supplement for firms selling investment and home finance [doc]

    Forms

    Published: 18/03/2021

    Last modified: 06/11/2023

    This supplement collects information that is specific to the type of business that the applicant firm is applying for.
  10. Final Notice 2023: Smilewise Limited [pdf]

    Final notices

    Published: 27/03/2023

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
Did you find what you were looking for?