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Showing 1572 to 1581 of 5167 search results for open finance.
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A to Z of financial terms - Open finance
A to Z of financial services to help you understand financial and legal terms. -
Final Notice 2021: Sportz Commercials Ltd [pdf]
This final notice (Sportz Commercials Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Decision Notice: Robert Ward (Director of BHIM) [pdf]
This decision notice (Robert Ward (Director of BHIM) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a -
Final Notice 2019: Jeffrey Hawkins [pdf]
This final notice (Jeffrey Hawkins) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
FSA - FG12/4: Points for distributors to consider [pdf]
This factsheet is for distributors with their own range of distributor-influenced funds or that are planning to introduce one. It may also be of interest to firms that run or help to run distributor-influenced funds for distributors and product -
PS26/3: Motor finance consumer redress scheme [pdf]
Introducing an industry-wide redress scheme to compensate motor finance customers who were treated unfairly between 2007 and 2024. -
Final Notice 2020: Kirt Blackburn [pdf]
This final notice (Kirt Blackburn) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Dale Woodward [pdf]
This final notice (Dale Woodward) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Naffin Group Finance & Security Services
Naffin Group Finance & Security Services is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Final Notice 2019: Daniel Lowther [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Best Broker Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.