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Showing 1572 to 1581 of 5167 search results for open finance.

  1. Final Notice 2021: Sportz Commercials Ltd [pdf]

    Final notices

    Published: 09/06/2021

    This final notice (Sportz Commercials Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.
  2. Decision Notice: Robert Ward (Director of BHIM) [pdf]

    Decision notices

    Published: 09/05/2019

    This decision notice (Robert Ward (Director of BHIM) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a
  3. Final Notice 2019: Jeffrey Hawkins [pdf]

    Final notices

    Published: 31/01/2019

    This final notice (Jeffrey Hawkins) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  4. FSA - FG12/4: Points for distributors to consider [pdf]

    Finalised guidance

    Published: 22/02/2012

    Last modified: 20/10/2014

    This factsheet is for distributors with their own range of distributor-influenced funds or that are planning to introduce one. It may also be of interest to firms that run or help to run distributor-influenced funds for distributors and product
  5. PS26/3: Motor finance consumer redress scheme [pdf]

    Policy statements

    Published: 30/03/2026

    Last modified: 07/04/2026

    Introducing an industry-wide redress scheme to compensate motor finance customers who were treated unfairly between 2007 and 2024.
  6. Final Notice 2020: Kirt Blackburn [pdf]

    Final notices

    Published: 05/05/2020

    This final notice (Kirt Blackburn) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  7. Final Notice 2020: Dale Woodward [pdf]

    Final notices

    Published: 15/05/2020

    This final notice (Dale Woodward) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  8. Naffin Group Finance & Security Services

    Warnings

    Published: 01/04/2013

    Last modified: 15/04/2021

    Naffin Group Finance & Security Services is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. Final Notice 2019: Daniel Lowther [pdf]

    Final notices

    Published: 22/08/2019

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  10. Final Notice 2017: Best Broker Limited [pdf]

    Final notices

    Published: 20/11/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.
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