Showing 1582 to 1591 of 5167 search results for open finance.

1582. A to Z of financial terms - Open finance

      A to Z of financial services to help you understand financial and legal terms.

1583. Dear CEO letter: Trade Finance Activity [pdf]

      Dear CEO letters

      Published: 09/09/2021

      Dear CEO letter: Trade Finance Activity

1584. Final Notice 2019: Adam Struzynski [pdf]

      Final notices

      Published: 22/02/2019

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

1585. Final Notice 2018: Nicholas Newson [pdf]

      Final notices

      Published: 24/08/2018

      This FCA final notice (Nicholas Newson) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

1586. FCA Final Notice 2013: Christopher John Riches [pdf]

      Final notices

      Published: 05/06/2013

      Last modified: 07/04/2015

      This final notice refers to breaches of PRIN 1 and PRIN 11 related to lack of fitness/propriety, failing to be open and co-operative and threshold conditions in the mortgages and consumer credit sector. We imposed a fine, withdrawal and a prohibition

1587. FCA Final Notice 2013: JPMorgan Chase Bank, N.A. [pdf]

      Final notices

      Published: 19/09/2013

      Last modified: 07/04/2015

      This final notice refers to breaches of PRIN 2, PRIN 3, PRIN 5, and PRIN 11 related to wholesale conduct, market protection, and failing to be open and co-operative in the investment banks sector. We imposed a fine.

1588. FSA - Notice of Undertaking: Blemain Finance Limited [pdf]

      Undertakings

      Published: 01/09/2010

      Last modified: 30/05/2013

      Undertakings FSA - Notice of Undertaking: Blemain Finance Limited - Details regarding the removal of the undertaking, obtained from Blemain Finance Limited in October 2006, from our website.

1589. Always Finance

      Warnings

      Published: 23/03/2016

      Last modified: 23/03/2016

      We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

1590. Final Notice 2018: UK4REX Limited [pdf]

      Final notices

      Published: 14/12/2018

      This final notice (UK4REX Limited) refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. For the interest and protection of Consumers, we imposed a cancellation.

1591. Final Notice 2019: Malcolm Buchanan [pdf]

      Final notices

      Published: 31/01/2019

      This final notice (Malcolm Buchanan) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

1592. FCA Decision Notice 2015: Stewart Owen Ford [pdf]

      Decision notices

      Published: 26/05/2015

      Last modified: 27/05/2015

      This decision notice refers to breaches of APER 1, APER 4, FIT related to mis-selling, failing to be open and co-operative, lack of fitness/propriety, conflicts of interests, failing to act on information appropriately in the Asset Management sector.