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Showing 1622 to 1631 of 5167 search results for open finance.

  1. Final Notice 2021: A3 Medical Limited [pdf]

    Final notices

    Published: 21/04/2021

    This final notice (A3 Medical Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.
  2. Final Notice 2026: Kasim Garipoglu [pdf]

    Final notices

    Published: 13/03/2026

    This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the platform sector. We imposed a prohibition.
  3. Knowledge Base

    Markets

    Published: 28/04/2016

    Last modified: 27/04/2026

    The Knowledge Base is our source of technical guidance on our Listing Rules, Prospectus Regulation Rules and Disclosure and Transparency Rules.
  4. Final Notice 2022: Lyonnaise De Banque [pdf]

    Final notices

    Published: 21/12/2022

    This final notice (Lyonnaise De Banque) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in relation to a firm within the TPR. We imposed a cancellation.
  5. Checklist and declaration for home finance providers [doc]

    Forms

    Published: 01/04/2013

    Last modified: 06/12/2019

    Application for Authorisation
  6. Final Notice 2018: Brian Beeston [pdf]

    Final notices

    Published: 07/08/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  7. Final Notice 2018: David Hillier [pdf]

    Final notices

    Published: 09/08/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  8. How to use sustainability labels

    Firms

    Published: 27/02/2026

    Last modified: 05/06/2026

    Find out how to use labels as part of the sustainability disclosure requirement (SDR) regime.
  9. Amend a recognised fund

    Firms

    Published: 10/05/2015

    Last modified: 04/08/2026

    To amend a recognised fund you must send us a notification for approval of the proposed change.
  10. Final Notice 2020: John Richards [pdf]

    Final notices

    Published: 12/02/2020

    This final notice (John Richards) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
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