Showing 1792 to 1801 of 5167 search results for open finance.

1792. A to Z of financial terms - Open finance

      A to Z of financial services to help you understand financial and legal terms.

1793. Notice of Decision 2023: Umer Farooq [pdf]

      Decision notices

      Published: 04/08/2023

      This Notice of Decision (Umer Farooq) refers to a failure to carry on regulated activities. We imposed a cancellation.

1794. Final Notice 2020: R Szeto trading as Richard Szeto [pdf]

      Final notices

      Published: 09/07/2020

      This final notice (R Szeto & Co trading as Richard Szeto) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector. We imposed a

1795. Final Notice 2024: H2O AM LLP (H2O) [pdf]

      Final notices

      Published: 07/08/2024

      This Final Notice (H2O AM LLP (H2O)) refers to a failure: to act with due skill, care and diligence; as an AMF to ensure a high level of diligence in the selection of scheme property and to act in the best interest of the scheme and its unitholders;

1796. Final Notice 2017: Pager Services Ltd [pdf]

      Final notices

      Published: 07/02/2017

      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1797. RICH PRIME FINANCE / RICHPRIME FINANCE

      Warnings

      Published: 10/11/2023

      Last modified: 10/11/2023

      RICH PRIME FINANCE / RICHPRIME FINANCE is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

1798. Final Notice 2017: Kenneth Wills [pdf]

      Final notices

      Published: 11/04/2017

      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1799. Final Notice 2017: Jonathan David Lee [pdf]

      Final notices

      Published: 14/03/2017

      This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

1800. MS24/2 Premium Finance Market Study: Final report [pdf]

      Market studies

      Published: 03/02/2026

      The FCA's conclusions from the analysis of this market, and a summary of what it's done to improve consumer outcomes.

1801. Final Notice 2017: Charles Cook [pdf]

      Final notices

      Published: 09/10/2017

      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1802. Final Notice 2017: Lyndon Alun Davies [pdf]

      Final notices

      Published: 03/03/2017

      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.