Showing 1942 to 1951 of 5167 search results for open finance.

1942. A to Z of financial terms - Open finance

      A to Z of financial services to help you understand financial and legal terms.

1943. Final Notice 2018: Kenneth Brown [pdf]

      Final notices

      Published: 11/01/2018

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

1944. Our supervision strategy for corporate finance firms: portfolio letter [pdf]

      Portfolio letters

      Published: 28/09/2023

      Letter outlines harms to consumers and markets the FCA thinks are most likely to arise from corporate finance firms' business models.

1945. FCA Final Notice 2014: Arnold Gary Eber [pdf]

      Final notices

      Published: 27/02/2014

      Last modified: 07/04/2015

      This final notice refers to breaches of FIT related to failing to be open and co-operative, and lack of fitness/propriety in the investment advisers and platforms sector. We imposed a public censure and a prohibition.

1946. Final Notice 2017: Sterling Bathrooms Limited [pdf]

      Final notices

      Published: 04/01/2017

      This final notice refers to breaches of PRIN 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1947. Final Notice 2017: Canwell Caravans Ltd [pdf]

      Final notices

      Published: 20/10/2017

      Conduct: Failing to be open and co-operative Breaches: PRIN 11 Subject: Firm Outcome: Cancellation Sector: Consumer Credit

1948. Final Notice 2017: Waterside Vehicles Ltd [pdf]

      Final notices

      Published: 10/04/2017

      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1949. Open enforcement investigations information - October 2020

      FOI releases

      Published: 12/10/2020

      Last modified: 25/10/2022

      FCA provides information on the number of open enforcement investigations.

1950. FS20/13: Coronavirus and customers in temporary financial difficulty: feedback on draft updated guidance for insurance and premium finance firms [pdf]

      Feedback statements

      Published: 11/08/2020

      Last modified: 11/08/2020

      We summarise the feedback we received on our proposed measures for insurance and premium finance firms.

1951. Final Notice: Danes Autos Limited [pdf]

      Final notices

      Published: 21/10/2016

      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1952. Market Watch 83

      Newsletters

      Published: 08/09/2025

      Last modified: 08/09/2025

      Newsletter on market abuse risks and related systems and controls at corporate finance firms, September 2025.