Filter results

Category

Filter by topic

Topic tags

Historical publications

Historical publications

Filter by date

Date range

Filter by document type

Document type

Search results

Showing 2042 to 2051 of 5167 search results for open finance.

  1. Final Notice 2022: Elite UK Claims [pdf]

    Final notices

    Published: 30/09/2022

    Final Notice 2022: Elite UK Claims. This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Claims Management Company sector. We refused the firm’s application for authorisation
  2. Final Notice 2021: Carma Online Limited [pdf]

    Final notices

    Published: 31/03/2021

    This final notice (Carma Online Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation
  3. Market Watch 80

    Newsletters

    Published: 09/10/2024

    Last modified: 09/10/2024

    Newsletter on market conduct and transaction reporting issues, October 2024
  4. Notice of Decision 2026: Direct Car Sales & Finance (N-East) Limited [pdf]

    Decision notices

    Published: 05/02/2026

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 
  5. Wagon Finance (clone of FCA authorised firm)

    Warnings

    Published: 26/06/2019

    Last modified: 21/11/2020

    Wagon Finance (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to
  6. Final Notice 2022: AHM Automotive Limited [pdf]

    Final notices

    Published: 14/02/2022

    This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.
  7. Final Notice 2020: Hub Capital Limited (formerly known as Mex (Europe) Limited) [pdf]

    Final notices

    Published: 16/10/2020

    Last modified: 16/10/2020

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Asset Management sector and Investment Advisory sector. We imposed a cancellation.
  8. Final Notice 2018: Gary Lea Whitlock [pdf]

    Final notices

    Published: 26/06/2018

    This final
  9. Eligibility for listing Open-ended investment companies [docx]

    Primary market

    Published: 29/07/2024

    UK Listing eligibility form.
  10. Final Notice 2021: Prestige First Ltd [pdf]

    Final notices

    Published: 16/08/2021

    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.
Did you find what you were looking for?