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Showing 2092 to 2101 of 5167 search results for open finance.

  1. Transcript of a conference call between the FCA and market analysts on motor finance [pdf]

    Transcripts

    Published: 30/07/2024

    Nikhil Rathi, Chief Executive of the FCA, hosted, for the first time, a specific analyst discussion on a topic after a major announcement.
  2. Final Notice 2021: Transfer Gurus Ltd [pdf]

    Final notices

    Published: 20/07/2021

    This final notice (Transfer Gurus Ltd) refers to a failure to demonstrate a willingness to comply with regulatory obligations, and to deal with the Authority in an open and co-operative way in the payment services sector. In order to protect the
  3. Final Notice 2020: Westgate Wheels Ltd [pdf]

    Final notices

    Published: 14/12/2020

    This final notice (Westgate Wheels Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  4. Final Notice 2019: Connect Business Ltd [pdf]

    Final notices

    Published: 09/01/2020

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  5. Final Notice 2019: Grandison Garage Ltd [pdf]

    Final notices

    Published: 05/07/2019

    This final notice (Grandison Garage Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  6. FS19/6: Climate change and green finance

    Feedback statements

    Published: 16/10/2019

    Last modified: 18/10/2019

    This Feedback Statement summarises the responses we received from stakeholders to our Discussion Paper (18/8) on Climate Change and Green Finance that we published in October 2018, and sets out our actions and next steps.
  7. Final Notice 2018: Santander UK plc [pdf]

    Final notices

    Published: 19/12/2018

    This final notice (Santander UK plc) refers to breaches of PRIN 3, PRIN 6 and PRIN 11 related to governance, unfair treatment of customers, failing to act on information appropriately and failing to be open and co-operative in the retail bank sector.
  8. PRIIPs Regulation

    Firms

    Published: 03/12/2015

    Last modified: 07/04/2026

    Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects.
  9. Final Notice 2023: Matrix Investments (1975) Limited [pdf]

    Final notices

    Published: 09/08/2023

    This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail investments and consumer credit sector. We imposed a cancellation.
  10. Final Notice: Unique Plumbing & Heating LLP [pdf]

    Final notices

    Published: 29/01/2021

    This final notice Unique Plumbing & Heating LLP refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and
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