Showing 2102 to 2111 of 5167 search results for open finance.

2102. A to Z of financial terms - Open finance

      A to Z of financial services to help you understand financial and legal terms.

2103. Final Notice 2021: Christian Julian Jones [pdf]

      Final notices

      Published: 10/02/2021

      This final notice (Christian Julian Jones) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation

2104. Final Notice 2019: ATA Trading Limited [pdf]

      Final notices

      Published: 15/11/2019

      This final notice (ATA Trading Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

2105. Final Notice 2020: Carl Anthony Monks [pdf]

      Final notices

      Published: 15/05/2020

      This final notice (Carl Anthony Monks) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

2106. Final Notice 2019: Philip Harold Woods [pdf]

      Final notices

      Published: 17/05/2019

      This final notice (Philip Harold Woods) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

2107. Market Watch 74

      Newsletters

      Published: 25/07/2023

      Last modified: 25/07/2023

      n this Market Watch, we describe some of our recent supervisory observations, covering RTS 22 transaction reporting and the submission of financial instrument reference data under RTS 23.

2108. FSA - Mortgage and other home finance intermediaries [xls]

      Data

      Published: 05/12/2012

      Last modified: 26/06/2013

      Statistics on mortgage and other home finance intermediaries.

2109. Final Notice 2019: Penguin Leasing Ltd [pdf]

      Final notices

      Published: 19/09/2019

      This final notice (Penguin Leasing Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

2110. Final Notice 2019: Petrol Face Limited [pdf]

      Final notices

      Published: 19/09/2019

      This final notice (Petrol Face Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

2111. Final notice 2016: Peter Francis Johnson [pdf]

      Final notices

      Published: 19/05/2016

      Last modified: 19/05/2016

      This final notice refers to breaches of APER 1, APER 4 and FIT related to failing to be open and co-operative, failing to act on information appropriately, a lack of fitness/propriety and mis-selling in the asset management sector. We imposed a

2112. Euro Swiss Finance & Securities Group (ESFS)

      Warnings

      Published: 01/04/2013

      Last modified: 15/04/2021

      Euro Swiss Finance & Securities Group (ESFS) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.