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Showing 2212 to 2221 of 5167 search results for open finance.

  1. Final Notice 2018: Resource IMS Limited [pdf]

    Final notices

    Published: 21/09/2018

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  2. Decision Notice 2023: Darren Antony Reynolds [pdf]

    Decision notices

    Published: 28/09/2023

    This Decision Notice (Darren Antony Reynolds) refers to breaches of APER 1 and FIT related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty and prohibition should be
  3. Final Notice 2018: Oaklea Autos NI Ltd [pdf]

    Final notices

    Published: 06/03/2018

    This final
  4. Authorised Push Payment Fraud TechSprint

    TechSprints

    Published: 19/11/2018

    Last modified: 02/12/2025

    Learn more about the joint TechSprint the FCA ran exploring Authorised Push Payment (APP) fraud.
  5. Occasional Paper 48: Swing pricing and fragility in open-end mutual funds [pdf]

    FCA research

    Published: 29/05/2019

  6. Final notice 2020: OY Media Limited [pdf]

    Final notices

    Published: 25/02/2020

    This final notice (OY Media Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  7. Final Notice 2020: FLYTO CREDIT LTD [pdf]

    Final notices

    Published: 25/02/2020

    This final notice (FLYTO CREDIT LTD) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  8. Final Notice 2018: NSA Rentals Ltd [pdf]

    Final notices

    Published: 19/11/2018

    This final notice (NSA Rentals Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  9. Diversified Capital (www.div-capital.com)

    Warnings

    Published: 15/01/2013

    Last modified: 15/08/2014

    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  10. Consultation UKLA Technical Note 209.2 - Listing Principle 2 – Dealing with the FCA in an open and cooperative manner [pdf]

    Primary market

    Published: 23/11/2015

    Last modified: 22/12/2015

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