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Showing 2222 to 2231 of 5167 search results for open finance.

  1. A to Z of financial terms - Open finance

    A to Z of financial services to help you understand financial and legal terms.

  2. Final Notice 2022: Capital Investements Limited [pdf]

    Final notices

    Published: 19/01/2022

    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

  3. Final Notice 2020: Auto Planet London Limited [pdf]

    Final notices

    Published: 24/09/2020

    Last modified: 24/09/2020

    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2020: Warrington Trading Limited [pdf]

    Final notices

    Published: 01/10/2020

    This final notice (Warrington Trading Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Open-ended investment companies – Primary Market/TN/423.2 [pdf]

    Primary market

    Published: 17/12/2019

    The guidance notes provide answers to the most common queries we receive and represent FCA guidance as defined in section 139A FSMA.

  6. Graph: Percentages of branches open at a given time by branch type - Access to cash data 2022 Q2 [pdf]

    Published: 25/05/2023

    The FCA provides an overview of geographical cash access coverage in the UK at the second quarter of 2022.

  7. CP20/5: Open-ended Investment Companies – Proposals for a more proportionate Listing regime [pdf]

    Consultation papers

    Published: 09/03/2020

    This consultation sets out how we propose to make the necessary changes to the Listing Rules to create a more proportionate listing regime for OEICs in standard listing, whilst ensuring existing investor protections are maintained.

  8. Final Notice 2018: MB Top Cars Limited [pdf]

    Final notices

    Published: 13/12/2018

    This final notice (MB Top Cars Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2018: BGR Musical Instruments [pdf]

    Final notices

    Published: 25/07/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2019: Mr Thomas Alexander Simmonds [pdf]

    Final notices

    Published: 22/01/2019

    This final notice (Mr Thomas Alexander Simmonds) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  11. Final Notice 2018: Ian Quartermaine (Jeweller and Goldsmith) Limited [pdf]

    Final notices

    Published: 21/09/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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