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Showing 2262 to 2271 of 5167 search results for open finance.

  1. Final Notice 2018: Paul Anthony Cummings [pdf]

    Final notices

    Published: 24/04/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  2. Final Notice 2018: Switchtech Solutions Ltd [pdf]

    Final notices

    Published: 19/07/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  3. Final Notice 2015: Focus Wealth Management LLP [pdf]

    Final notices

    Published: 14/04/2015

    Last modified: 14/04/2015

    This final notice refers to breaches of Principle 11 and TC related to threshold conditions, failing to be open and co-operative in the investment advisor sector. We imposed a cancellation.
  4. Final Notice 2015: Diane Hunter t/a Village Autocare [pdf]

    Final notices

    Published: 02/09/2015

    Last modified: 02/09/2015

    This final notice refers to breaches of COND and PRIN 11 related to threshold conditions, failing to be open and co-operative and lack of fitness/propriety in the consumer credit sector. We imposed a refusal.
  5. Occasional Paper 18: Market-Based Finance: Its Contributions and Emerging Issues [pdf]

    FCA research

    Published: 25/05/2016

  6. Final Notice 2019: Taylor Howarth Associates [pdf]

    Final notices

    Published: 29/10/2019

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Mortgages sector and General Insurance and Protection sector. We imposed a cancellation
  7. Final Notice 2018: Acetem UK Ltd [pdf]

    Final notices

    Published: 14/12/2018

    This final notice (Acetem UK Ltd) refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. For the interest and protection of Consumers, we imposed a cancellation.
  8. FCA Final Notice 2013: Ahmed Ali [pdf]

    Final notices

    Published: 08/08/2013

    Last modified: 07/04/2015

    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.
  9. The FCA’s view of green mortgages

    Speeches

    Published: 19/04/2023

    Last modified: 19/04/2023

    Speech by David Geale, Director of Retail Banking, delivered at the London Institute of Banking & Finance mortgage conference.
  10. Tyne Finance (clone of FCA authorised firm)

    Warnings

    Published: 17/08/2020

    Last modified: 17/08/2020

    Tyne Finance (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to
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