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Showing 2262 to 2271 of 5167 search results for open finance.
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A to Z of financial terms - Open finance
A to Z of financial services to help you understand financial and legal terms. -
Final Notice 2018: Paul Anthony Cummings [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Switchtech Solutions Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2015: Focus Wealth Management LLP [pdf]
This final notice refers to breaches of Principle 11 and TC related to threshold conditions, failing to be open and co-operative in the investment advisor sector. We imposed a cancellation. -
Final Notice 2015: Diane Hunter t/a Village Autocare [pdf]
This final notice refers to breaches of COND and PRIN 11 related to threshold conditions, failing to be open and co-operative and lack of fitness/propriety in the consumer credit sector. We imposed a refusal. -
Occasional Paper 18: Market-Based Finance: Its Contributions and Emerging Issues [pdf]
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Final Notice 2019: Taylor Howarth Associates [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Mortgages sector and General Insurance and Protection sector. We imposed a cancellation -
Final Notice 2018: Acetem UK Ltd [pdf]
This final notice (Acetem UK Ltd) refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. For the interest and protection of Consumers, we imposed a cancellation. -
FCA Final Notice 2013: Ahmed Ali [pdf]
This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation. -
The FCA’s view of green mortgages
Speech by David Geale, Director of Retail Banking, delivered at the London Institute of Banking & Finance mortgage conference. -
Tyne Finance (clone of FCA authorised firm)
Tyne Finance (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to