Showing 2302 to 2311 of 5167 search results for open finance.

2302. A to Z of financial terms - Open finance

      A to Z of financial services to help you understand financial and legal terms.

2303. Financial Penalty Scheme

      Published: 02/04/2024

      Last modified: 09/04/2025

      Find out how the FCA's Financial Penalty Scheme works and how we use retained penalties for the benefit of firms.

2304. Best of British Conference

      Speeches

      Published: 14/11/2014

      Last modified: 30/01/2015

      Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the Best of British Conference hosted by JP Morgan, London. This is the text of the speech as drafted, which may differ

2305. Final Notice 2018: Forseti Capital LLP [pdf]

      Final notices

      Published: 21/05/2018

      This final notice (Forseti Capital LLP) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector. We imposed a cancellation.

2306. Whistleblowing quarterly data 2023 Q2

      Data

      Published: 13/10/2023

      Last modified: 13/10/2023

      The data shows the number of new whistleblowing reports the FCA received in April and June 2023 and the allegations they featured.

2307. Consultation UKLA Technical Note 425.1 - Open-ended investment companies and transfer restrictions [pdf]

      Primary market

      Published: 29/03/2016

      Last modified: 29/03/2016

2308. Motor finance redress scheme consultation: analyst briefing – transcript [pdf]

      Transcripts

      Published: 07/10/2025

      Transcript of conference call, led by Nikhil Rathi, between the FCA and market analysts on motor finance, 7 October 2025.

2309. Final Notice 2020: Northwood Financial Management (trading as Stephen Jones) [pdf]

      Final notices

      Published: 09/07/2020

      This final notice (Northwood Financial Management (trading as Stephen Jones)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector.

2310. Final Notice 2018: Renovize Homes Limited [pdf]

      Final notices

      Published: 27/04/2018

      This final notice (Renovize Homes Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

2311. Final Notice 2018: Michael George Hutley [pdf]

      Final notices

      Published: 14/06/2018

      This final notice refers to breaches of Principle 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

2312. CP 18/27: Consultation on illiquid assets and open-ended funds and feedback to Discussion Paper 17/1 [pdf]

      Consultation papers

      Published: 08/10/2018

      We are consulting on proposals to reduce the potential for harm to retail investors in funds that hold illiquid assets, particularly under stressed market conditions. These measures will also support our market integrity objective and help address