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Showing 2422 to 2431 of 5167 search results for open finance.

  1. Final Notice 2018: Insulation Nation Limited [pdf]

    Final notices

    Published: 09/03/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  2. Final Notice 2017: All Motors Cardiff [pdf]

    Final notices

    Published: 18/08/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  3. Whistleblowing quarterly data 2023 Q3

    Data

    Published: 08/03/2024

    Last modified: 08/03/2024

    The data shows the number of new whistleblowing reports the FCA received in July and September 2023 and the allegations they featured.
  4. FCA Final Notice 2014: Mega Advice Services Ltd [pdf]

    Final notices

    Published: 11/07/2014

    Last modified: 07/04/2015

    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.
  5. Premium Listing - Open-ended investment companies [doc]

    Primary market

    Published: 26/04/2019

    Premium Listing - Open-ended investment companies.
  6. Final Notice 2020: HMS Cars Ltd [pdf]

    Final notices

    Published: 21/05/2020

    This final notice (HMS Cars Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
  7. Final Notice 2017: John Charles Berry [pdf]

    Final notices

    Published: 24/05/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  8. Final Notice 2017: M V Autos [pdf]

    Final notices

    Published: 23/06/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  9. Final Notice 2016: NIA Trading Limited [pdf]

    Final notices

    Published: 22/11/2016

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  10. UKLA Technical Note 209.1 - Listing Principle 2 - Dealing with the FCA in an open and co-operative manner [pdf]

    Primary market

    Published: 06/08/2014

    Last modified: 06/08/2014

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