Showing 2502 to 2511 of 5167 search results for open finance.

2502. A to Z of financial terms - Open finance

      A to Z of financial services to help you understand financial and legal terms.

2503. Apply to become a claims management company

      Firms

      Published: 27/04/2020

      Last modified: 17/09/2024

      Find out how to apply to the FCA for authorisation if you’re a claims management company (CMC) or you provide claims management activities.

2504. Notice of Decision 2023: Renewables Supermarket Limited [pdf]

      Decision notices

      Published: 16/06/2023

      The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.  

2505. Final Notice 2017: D H & M Edwards [pdf]

      Final notices

      Published: 10/05/2017

      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

2506. Final Notice 2015: Craig McNeil [pdf]

      Final notices

      Published: 22/09/2015

      Last modified: 29/09/2015

      This final notice refers to breaches of APER 4 and APER 6, FIT, failing to be open and co-operative, lack of fitness/propriety and failing to act on information appropriately in the asset management sector. We imposed a fine and prohibition.

2507. Open-ended funds investing in less liquid assets

      Speeches

      Published: 19/03/2020

      Last modified: 19/03/2020

      Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy, to Investment Association members.

2508. Tradition-Finance (Clone of FCA authorised firm)

      Warnings

      Published: 22/01/2020

      Last modified: 21/11/2020

      Tradition-Finance (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

2509. Financial promotions data 2022

      Firm and market data

      Published: 03/02/2023

      Last modified: 03/02/2023

      The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2022 to 31 December 2022.

2510. Fortis Equity & Reserve

      Warnings

      Published: 04/02/2026

      Last modified: 04/02/2026

      Fortis Equity & Reserve is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

2511. UKLA Technical Note - Open-ended investment companies [pdf]

      Primary market

      Published: 16/07/2013

      Last modified: 30/07/2013

2512. Final Notice 2018: Peterborough Motorcycles Limited [pdf]

      Final notices

      Published: 09/03/2018

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.